Flashcards: Finance Banking and Financial Markets — 75 cards

All cards

1Question

What does a financial institution complete and facilitate?

Answer

Monetary transactions such as loans, mortgages, and deposits.

2Question

How do banks finance economic growth?

Answer

By transforming short-term deposits into long-term loans or investments.

3Question

What does gross domestic product measure?

Answer

The value of goods and services produced within an economy.

4Question

What is an institution?

Answer

A set of rules, enforcement characteristics, and behavioural norms structuring repeated human interaction.

5Question

What distinguishes banks from credit unions in profit distribution?

Answer

Banks are for-profit, credit unions distribute profits among members.

6Question

What type of communities do community development financial institutions serve?

Answer

Underserved communities and low-income individuals.

7Question

What role do government lenders play in financial activities?

Answer

They provide guarantees to facilitate activities.

8Question

What kind of guarantees might government lenders provide?

Answer

Guarantees related to rent arrangements.

9Question

What credit assessment methods do specialized lenders primarily use?

Answer

Transaction-based and collateral-based credit assessment.

10Question

How do specialized lenders compare to high-street lenders in flexibility?

Answer

Specialized lenders are more flexible than high-street lenders.

11Question

What does a central bank govern and implement?

Answer

It governs commercial banks and credit unions and implements monetary policy.

12Question

How does a central bank implement monetary policy?

Answer

By controlling money supply, interest rates, and liquidity.

13Question

What is the Federal Reserve System responsible for?

Answer

Setting and enacting monetary policy, supervising, and regulating financial institutions.

14Question

What is the European Central Bank's role in the EU?

Answer

It is one of the seven EU institutions and the central bank for the eurozone.

15Question

How many member countries does the International Monetary Fund have?

Answer

It has 190 member countries.

16Question

What are the main goals of the International Monetary Fund?

Answer

Supporting financial stability, monetary cooperation, sustainable growth, and prosperity.

17Question

What is the money supply?

Answer

The total stock of money in circulation including cash, coins, bank balances, and liquid assets.

18Question

What are the main functions of money?

Answer

Medium of exchange, measure of value, means for lending and borrowing, and store of purchasing power.

19Question

What does the monetary aggregate M0 include?

Answer

Currency notes, coins, and bank reserves.

20Question

How is M1 defined in monetary aggregates?

Answer

M0 plus demand deposits.

21Question

What additional assets are included in M2?

Answer

Marketable securities and less liquid bank deposits added to M1.

22Question

What does M3 add to M2 in monetary aggregates?

Answer

Money market funds.

23Question

What does M4 include beyond M3?

Answer

Least liquid assets.

24Question

Which monetary aggregates measure money supply in the eurozone?

Answer

M1, M2, and M3.

25Question

What defines a fiat currency's value?

Answer

Its value depends on public confidence in its government or central bank issuer.

26Question

What is electronic money?

Answer

Digitally stored monetary value issued by licensed banks or electronic-money institutions.

27Question

How is electronic money used?

Answer

As a digital alternative to cash.

28Question

What is digital currency?

Answer

Regulated and unregulated money available purely in digital form.

29Question

What is cryptocurrency in relation to digital currency?

Answer

One type of digital currency.

30Question

What is cryptocurrency?

Answer

A virtual currency using cryptography to validate transactions and record them on a blockchain or distributed ledger.

31Question

What is a blockchain?

Answer

A decentralised, distributed public ledger storing data in linked blocks across a network.

32Question

What is a subprime mortgage?

Answer

A high-risk home loan to borrowers with poor credit or repayment ability.

33Question

What triggered the 2007 subprime crisis?

Answer

Low interest rates and abundant lending fueled a housing boom that collapsed.

34Question

What is a credit crunch?

Answer

A situation where loans become unavailable, difficult, or expensive.

35Question

What factors were linked to the 2007–2008 credit crunch?

Answer

Easy credit, lax lending, more subprime mortgages, and risky speculation.

36Question

When did Lehman Brothers file for bankruptcy?

Answer

On September 15, 2008.

37Question

How large were Lehman Brothers' assets at bankruptcy?

Answer

$639 billion in assets.

38Question

How much debt did Lehman Brothers have at bankruptcy?

Answer

$619 billion in debt.

39Question

Which cryptocurrency exchange filed for bankruptcy in the US in 2022?

Answer

FTX filed for bankruptcy protection in 2022.

40Question

When was Sam Bankman-Fried convicted for defrauding investors?

Answer

In November 2023.

41Question

What is the role of the Financial Stability Board?

Answer

It monitors the global financial system and promotes financial stability.

42Question

What type of agency is the Securities and Exchange Commission?

Answer

An independent United States federal agency.

43Question

Under which act was the SEC established?

Answer

The Securities Exchange Act of 1934.

44Question

How many members head the SEC?

Answer

Five members head the SEC.

45Question

What does the New York State Department of Financial Services regulate?

Answer

Financial services and products in New York.

46Question

What is a key function of the New York State Department of Financial Services?

Answer

Safeguarding firms and consumers against financial crime.

47Question

What services does microfinance primarily provide?

Answer

Banking services, especially small working-capital loans.

48Question

Who are the main clients of microfinance?

Answer

Low-income individuals without other access to financial services.

49Question

What is microfinance's main goal compared to banks?

Answer

To alleviate poverty through credit and financial training.

50Question

What do banks primarily focus on instead of poverty alleviation?

Answer

Profitability and economic growth.

51Question

What type of capital is venture capital?

Answer

Risk capital invested in start-ups and expanding small businesses.

52Question

What potential do businesses funded by venture capital have?

Answer

Substantial growth and profit potential.

53Question

Who are business angels?

Answer

Wealthy individual investors.

54Question

What distinguishes venture capitalists from business angels?

Answer

They are specialist institutions investing pooled funds.

55Question

What does a business plan describe about a business?

Answer

Its organisation, objectives, strategies, economic sector, market, and financial forecasts.

56Question

How does a business plan help a firm with finance?

Answer

It helps obtain finance by communicating the project to banks and investors.

57Question

What are the criteria of SMART operational objectives?

Answer

Specific, measurable, achievable, realistic, relevant, and time-specific.

58Question

What factors does a STEEPLE analysis examine?

Answer

Social, technological, economic, environmental, political, legal, and ethical factors.

59Question

What rights do shares or equities give owners?

Answer

Voting rights and participation in company policy decisions.

60Question

What claims do bonds give holders?

Answer

Debt claims and interest payments without ownership rights.

61Question

What is a bond?

Answer

A debt security promising periodic interest and face value repayment.

62Question

What does an investment fund do with investors' capital?

Answer

Pools and invests it collectively in financial instruments.

63Question

What is the goal of the European Capital Markets Union?

Answer

To create a single market for capital and improve investment opportunities.

64Question

What is a derivative in finance?

Answer

A financial instrument whose value is derived from an underlying asset, commodity, or index.

65Question

What does spread betting involve in financial markets?

Answer

Speculating on market direction without owning the underlying asset, often using leverage.

66Question

What does a bullish investor expect about a security's price?

Answer

That the price will rise.

67Question

What does a bearish investor expect about a security's price?

Answer

That the price will fall.

68Question

What defines a bear market in terms of index decline?

Answer

A period when securities in a key market index have fallen by at least 20%.

69Question

What is the foreign exchange market?

Answer

The global market where currencies are traded and their relative prices are determined.

70Question

What are three functions of the foreign exchange market?

Answer

It facilitates currency conversion, manages foreign-exchange risk, and allows speculation on currency movements.

71Question

What are the three main foreign-exchange markets?

Answer

The spot market, the forward market, and the futures market.

72Question

What does the International Monetary System comprise?

Answer

Money flows and governance institutions for currency and payment obligations.

73Question

What does the International Financial System comprise?

Answer

Return-bearing assets, financial institutions, markets, and related transactions.

74Question

What is financial disclosure?

Answer

The act of making a company's financial information available to users for informed decisions.

75Question

What are the three common financial statements?

Answer

The income statement, the balance sheet, and the statement of cash flows.

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1. How do banks help finance economic growth?

2. What does gross domestic product measure?

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